Filing Details
- Accession Number:
- 0001209191-14-076149
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-12-17 09:15:48
- Reporting Period:
- 2014-12-15
- Filing Date:
- 2014-12-17
- Accepted Time:
- 2014-12-17 09:15:48
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
722256 | Hudson Valley Holding Corp | HVB | State Commercial Banks (6022) | 133148745 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1191181 | J James Landy | C/O 21 Scarsdale Road Yonkers NY 10707 | Executive Chairman | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-12-15 | 17,710 | $23.71 | 151,928 | No | 4 | M | Direct | |
Common Stock | Disposition | 2014-12-15 | 17,436 | $25.66 | 134,492 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Options (Right-to-Buy) | Disposition | 2014-12-15 | 17,710 | $0.00 | 17,710 | $23.71 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2016-02-07 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 7,938 | Direct | |
Common Stock | 85,769 | Indirect | by Spouse |
Footnotes
- Includes 1,745 shares of Restricted Stock Award which vest over 3 years on the anniversary of the grant commencing 02/20/2015, at a rate of 33.3% for each year (582 shares will vest on each of 02/20/2015 and 02/20/2016 and 581 shares will vest on 02/20/2017).
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.42 to $25.89, inclusive. The Reporting Person undertakes to provide to Hudson Valley Holding Corp., any security holder of Hudson Valley Holding Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- Held jointly with spouse.
- Includes 79,269 shares held by spouse of Reporting Person and 6,500 shares held by spouse of Reporting Person as custodian for minor child.
- Options became exercisable at 20% per year over 5 years on the anniversary of the grant, beginning on the date of the original grant of 02/07/2006. Accordingly, all options are presently exercisable.