Filing Details
- Accession Number:
- 0001140361-14-045534
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-12-16 21:30:55
- Reporting Period:
- 2014-03-11
- Filing Date:
- 2014-12-16
- Accepted Time:
- 2014-12-16 21:30:55
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 840715 | Clearone Inc | CLRO | Telephone & Telegraph Apparatus (3661) | 870398877 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1271904 | Zeynep Hakimoglu | 5225 Wiley Post Way, Suite 500 Salt Lake City UT 84116 | President & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-03-11 | 60,000 | $5.55 | 159,181 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-12-12 | 6,246 | $9.92 | 152,935 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-12-15 | 6,000 | $9.55 | 146,935 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-12-16 | 4,754 | $9.53 | 142,181 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2014-03-11 | 60,000 | $0.00 | 60,000 | $5.55 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2014-07-26 | No | 4 | M | Direct |
Footnotes
- The price represents the weighted average sales price for multiple transactions reported on this line. The prices of the transactions reported on this line ranged from $9.92 to $9.93. Upon request by the Commission staff, the issuer or a security holder of the issuer, the reporting person will undertake to provide full information regarding the number of shares sold at each separate price.
- The price represents the weighted average sales price for multiple transactions reported on this line. The prices of the transactions reported on this line ranged from $9.50 to $9.61. Upon request by the Commission staff, the issuer or a security holder of the issuer, the reporting person will undertake to provide full information regarding the number of shares sold at each separate price.
- The price represents the weighted average sales price for multiple transactions reported on this line. The prices of the transactions reported on this line ranged from $9.50 to $9.60. Upon request by the Commission staff, the issuer or a security holder of the issuer, the reporting person will undertake to provide full information regarding the number of shares sold at each separate price.
- One-third of the options vested on the first anniversary of the date of grant, which was July 26, 2004. The remaining options vested in equal monthly increments over the subsequent 24-month period.
- These shares were sold under a Rule 10b5-1 plan.
Billionaire Hedge Funds
