Filing Details
- Accession Number:
- 0001104659-14-087108
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-12-16 17:32:04
- Reporting Period:
- 2014-12-12
- Filing Date:
- 2014-12-16
- Accepted Time:
- 2014-12-16 17:32:04
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1553588 | Sfx Entertainment Inc | SFXE | Services-Amusement & Recreation Services (7900) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1316700 | J Mitchell Slater | 430 Park Avenue, Floor 6 New York NY 10022 | V.c. Of The Board Of Directors | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-12-12 | 10,000 | $3.98 | 100,000 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2014-12-15 | 10,000 | $3.75 | 110,000 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2014-12-16 | 10,000 | $3.81 | 120,000 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 2,000,000 | Indirect | See Footnote |
Footnotes
- The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.
- The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.90 to $4.04, inclusive. Mr. Slater undertakes to provide SFX Entertainment, Inc., any security holder of SFX Entertainment, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnotes (2), (3) and (4).
- The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.69 to $3.94, inclusive.
- The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.64 to $3.88, inclusive.
- Mr. Slater indirectly beneficially owns 2,000,000 shares pursuant to a nominee agreement with Robert F.X. Sillerman that names Mr. Sillerman as nominee with respect to such shares. The nominee agreement may be terminated upon the earlier of (a) two business days after delivery by the beneficiary to the nominee of written notice to terminate the agreement or (b) two business days after delivery by the nominee to the beneficiary of the nominee's written notice of resignation as nominee.