Filing Details
- Accession Number:
- 0001209191-14-075937
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-12-16 17:22:09
- Reporting Period:
- 2014-12-16
- Filing Date:
- 2014-12-16
- Accepted Time:
- 2014-12-16 17:22:09
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1409970 | Lendingclub Corp | LC | Finance Services (6199) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1544567 | G Mary Meeker | C/O Lendingclub Corporation 71 Stevenson Street, Suite 300 San Francisco CA 94105 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-12-16 | 1,314,548 | $0.00 | 4,934,288 | No | 4 | C | Indirect | By KPCB Holdings, Inc., as nominee |
Common Stock | Acquisiton | 2014-12-16 | 142,120 | $0.00 | 5,076,408 | No | 4 | C | Indirect | By KPCB Holdings, Inc., as nominee |
Common Stock | Acquisiton | 2014-12-16 | 637,876 | $0.00 | 5,714,284 | No | 4 | C | Indirect | By KPCB Holdings, Inc., as nominee |
Common Stock | Acquisiton | 2014-12-16 | 8,571,428 | $0.00 | 14,285,712 | No | 4 | C | Indirect | By KPCB Holdings, Inc., as nominee |
Common Stock | Disposition | 2014-12-16 | 2,300,000 | $15.00 | 11,985,712 | No | 4 | S | Indirect | By KPCB Holdings, Inc., as nominee |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | C | Indirect | By KPCB Holdings, Inc., as nominee |
No | 4 | C | Indirect | By KPCB Holdings, Inc., as nominee |
No | 4 | C | Indirect | By KPCB Holdings, Inc., as nominee |
No | 4 | C | Indirect | By KPCB Holdings, Inc., as nominee |
No | 4 | S | Indirect | By KPCB Holdings, Inc., as nominee |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Series A Convertible Preferred Stock | Disposition | 2014-12-16 | 1,314,548 | $0.00 | 1,314,548 | $0.00 |
Common Stock | Series B Convertible Preferred Stock | Disposition | 2014-12-16 | 142,120 | $0.00 | 142,120 | $0.00 |
Common Stock | Series C Convertible Preferred Stock | Disposition | 2014-12-16 | 637,876 | $0.00 | 637,876 | $0.00 |
Common Stock | Series E Convertible Preferred Stock | Disposition | 2014-12-16 | 8,571,428 | $0.00 | 8,571,428 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect |
Footnotes
- Each share of the issuer's Series A Convertible Preferred Stock converted into one (1) share of the issuer's Common Stock on December 16, 2014 in connection with the closing of the issuer's sale of its Common Stock in its firm commitment initial public offering (the "IPO") pursuant to a registration statement on Form S-1 (File No. 333-198393) under the Securities Act of 1933, as amended (the "Registration Statement"), and had no expiration date.
- The reporting person is a managing member of KPCB DGF Associates, LLC, which is the managing member of KPCB Digital Growth Fund, LLC ("KPCB Growth") and KPCB DGF Founders Fund, LLC ("KPCB FF"). KPCB Holdings, Inc., as nominee, holds the stock for the account of KPCB Growth and KPCB FF. The reporting person may be deemed to share voting and investment power over the securities held by KPCB Growth and KPCB FF. The reporting person disclaims beneficial ownership over such securities except to the extent of her pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
- Each share of the issuer's Series B Convertible Preferred Stock converted into one (1) share of the issuer's Common Stock on December 16, 2014 in connection with the closing of the IPO pursuant to the Registration Statement, and had no expiration date.
- Each share of the issuer's Series C Convertible Preferred Stock converted into one (1) share of the issuer's Common Stock on December 16, 2014 in connection with the closing of the issuer's sale of its Common Stock in its IPO pursuant to the Registration Statement, and had no expiration date.
- Each share of the issuer's Series E Convertible Preferred Stock will convert into 1 share of the issuer's Common Stock immediately upon the closing of the issuer's IPO and has no expiration date.