Filing Details
- Accession Number:
- 0000921895-14-002661
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-12-16 17:03:23
- Reporting Period:
- 2014-12-15
- Filing Date:
- 2014-12-16
- Accepted Time:
- 2014-12-16 17:03:23
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
922521 | Falconstor Software Inc | FALC | Services-Prepackaged Software (7372) | 770216135 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1201176 | P Michael Kelly | C/O Falconstor Software, Inc. 2 Huntington Quadrangle Melville NY 11747 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-12-15 | 9,400 | $1.30 | 9,400 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2014-12-15 | 10,600 | $1.30 | 20,000 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2014-12-15 | 10,000 | $0.00 | 30,000 | No | 4 | A | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | A | Direct |
Footnotes
- Represents shares of Restricted Stock granted under the FalconStor Software 2013 Outside Directors Equity Compensation Plan. The restrictions will lapse as to 33% of the shares on each of the next two anniversaries of the grant date. The restrictions will lapse as to the remaining 34% of the shares on the third anniversary of the grant date.