Filing Details

Accession Number:
0000921895-14-002661
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-12-16 17:03:23
Reporting Period:
2014-12-15
Filing Date:
2014-12-16
Accepted Time:
2014-12-16 17:03:23
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
922521 Falconstor Software Inc FALC Services-Prepackaged Software (7372) 770216135
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1201176 P Michael Kelly C/O Falconstor Software, Inc.
2 Huntington Quadrangle
Melville NY 11747
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-12-15 9,400 $1.30 9,400 No 4 P Direct
Common Stock Acquisiton 2014-12-15 10,600 $1.30 20,000 No 4 P Direct
Common Stock Acquisiton 2014-12-15 10,000 $0.00 30,000 No 4 A Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
No 4 A Direct
Footnotes
  1. Represents shares of Restricted Stock granted under the FalconStor Software 2013 Outside Directors Equity Compensation Plan. The restrictions will lapse as to 33% of the shares on each of the next two anniversaries of the grant date. The restrictions will lapse as to the remaining 34% of the shares on the third anniversary of the grant date.