Filing Details
- Accession Number:
- 0001214659-14-008397
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-12-16 17:00:05
- Reporting Period:
- 2014-12-12
- Filing Date:
- 2014-12-16
- Accepted Time:
- 2014-12-16 17:00:05
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1415286 | Hawker Energy Inc. | HWKR | Crude Petroleum & Natural Gas (1311) | 980511130 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1542297 | Kristian Andresen | 10 Market Street #328 Camana Bay Grand Cayman E9 KYI-9006 | No | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-12-12 | 1,200,000 | $0.00 | 2,422,288 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2014-12-12 | 1,000,000 | $0.00 | 3,422,288 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Common Stock Warrants (right to buy) | Acquisiton | 2014-12-12 | 1,200,000 | $0.00 | 600,000 | $0.20 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
600,000 | 2014-12-12 | 2019-12-12 | No | 4 | P | Direct |
Footnotes
- The Issuer issued the Reporting Person "Units," with each "Unit" comprised of one share of common stock, together with a warrant to acquire an additional one-half share of Issuer common stock on payment of $0.20 per share, in consideration of extinguishment of $120,000 in debt owing by the Issuer to the Reporting Person.
- The number of non-derivative securities beneficially owned includes (i) 750,000 non-derivative securities owned directly by the Reporting Person, and (ii) 472,288 non-derivative securities that the Reporting Person owns indirectly through Smed Capital Corp.
- The shares were transferred to the Reporting Person pursuant to that certain Share Transfer Agreement by and among the Reporting Person, Darren Katic and Charles Moore III, dated December 12, 2014, as compensation for services provided to the Issuer.