Filing Details

Accession Number:
0001544110-14-000002
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-12-16 16:15:02
Reporting Period:
2014-12-12
Filing Date:
2014-12-16
Accepted Time:
2014-12-16 16:15:02
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1129260 Vocera Communications Inc. VCRA Communications Equipment, Nec (3669) 943354663
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1544110 D. Brian Ascher C/O Venrock
3340 Hillview Ave.
Palo Alto CA 94304
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2014-12-12 200 $9.75 1,675,359 No 4 S Indirect By Funds and LLC
Common Stock Disposition 2014-12-15 5,596 $9.51 1,669,763 No 4 S Indirect Fy Funds and LLC
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect By Funds and LLC
No 4 S Indirect Fy Funds and LLC
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 7,820 Direct
Common Stock 7,092 Indirect By LLC
Footnotes
  1. Represents an aggregate of 1,337,184 shares held by Venrock Associates III, L.P. ("VA3"), 300,909 shares held by Venrock Associates, L.P. ("VA"), 33,433 shares held by Venrock Entrepreneurs Fund III, L.P. ("VEF3") and 3,833 shares held by Venrock Management III, LLC ("VM3").
  2. VM3 and VEF Management III, LLC ("VEFM3") are the sole general partners of VA3 and VEF3, respectively, and may be deemed to beneficially own the shares held by VA3 and VEF3, respectively. VM3 and VEFM3 expressly disclaim beneficial ownership over all shares held by VA3 and VEF3, respectively, except to the extent of their indirect pecuniary interests therein.
  3. Represents an aggregate of 1,331,588 shares held by VA3, 300,909 shares held by VA, 33,433 shares held by VEF3 and 3,833 shares held by VM3.
  4. In August 2014, the reporting person transferred record title to 7,092 shares of the Common Stock to VR Management, LLC (the "Management Company") pursuant to the agreement described in Footnote 5, and the reporting person's holdings have been reduced accordingly. For Mr. Ascher, this represents a change in form of ownership from direct to indirect but does not represent a change in beneficial ownership.
  5. The reporting person is a member of the Management Company. Under an agreement between the reporting person and the Management Company, the reporting person is deemed to hold the reported shares for the sole benefit of the Management Company, which is entitled to the shares. The Management Company may be deemed the indirect beneficial owner of the shares, and the reporting person may be deemed the indirect beneficial owner of the shares through his interest in the Management Company. The reporting person disclaims beneficial ownership of the shares except to the extent of his indirect pecuniary interest therein.
  6. In August 2014, the reporting person transferred record title to 7,092 shares of Common Stock to the Management Company pursuant to the agreement described in Footnote 5, and the Management Company's holdings have been increased accordingly. The reporting person disclaims beneficial ownership of the shares except to the extent of his indirect pecuniary interest therein.