Filing Details
- Accession Number:
- 0001209191-14-075611
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-12-16 08:28:21
- Reporting Period:
- 2014-12-15
- Filing Date:
- 2014-12-16
- Accepted Time:
- 2014-12-16 08:28:21
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1578348 | Cm Finance Inc | CMFN | () | 462883380 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1593007 | Julie Persily | C/O Cm Finance Inc 601 Lexington Ave., 26Th Floor New York NY 10022 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-12-15 | 3,400 | $11.05 | 6,863 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct |
Footnotes
- Includes 56.026 shares acquired under the CM Finance Inc dividend reinvestment plan.
Billionaire Hedge Funds
