Filing Details
- Accession Number:
- 0001140361-14-045272
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-12-15 17:08:56
- Reporting Period:
- 2014-12-11
- Filing Date:
- 2014-12-15
- Accepted Time:
- 2014-12-15 17:08:56
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
943861 | Goodrich Petroleum Corp | GDP | Crude Petroleum & Natural Gas (1311) | 760466193 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1193582 | Jr C Robert Turnham | C/O Goodrich Petroleum Corporation 801 Louisiana, Suite 700 Houston TX 77002 | President & Coo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-12-11 | 36,780 | $0.00 | 448,043 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2014-12-11 | 14,411 | $0.00 | 462,454 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2014-12-11 | 21,616 | $0.00 | 484,070 | No | 4 | M | Direct | |
Common Stock | Disposition | 2014-12-12 | 20,974 | $4.08 | 463,096 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Phantom Stock | Disposition | 2014-12-11 | 36,780 | $0.00 | 36,780 | $0.00 |
Common Stock | Phantom Stock | Disposition | 2014-12-11 | 14,411 | $0.00 | 14,411 | $0.00 |
Common Stock | Phantom Stock | Disposition | 2014-12-11 | 21,616 | $0.00 | 21,616 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
36,780 | 2014-12-11 | 2014-12-11 | No | 4 | M | Direct |
28,820 | 2014-12-11 | 2014-12-11 | No | 4 | M | Direct |
43,230 | 2014-12-11 | 2014-12-11 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 29,950 | Indirect | Through Spouse |
Depositary Shares | 4,000 | Direct | |
Depositary Shares | 4,000 | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | 5.375% Series B Convertible Preferred Stock | $0.00 | 4,784 | 3,000 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
4,784 | 3,000 | Direct |
Footnotes
- Each share of phantom stock is the economic equivalent of one share of GDP common stock.
- On December 11, 2014, the reporting person settled one-third of the shares of phantom stock that were granted to him on December 11, 2012.
- On December 11, 2014, the reporting person settled one-third of the shares of phantom stock that were granted to him on December 10, 2013.
- Shares sold to cover federal tax obligations associated with the phantom stock vesting on December 11, 2014 detailed in Table II.
- Depositary shares each representing a 1/100th interest in a share of 10.00% Series C Cumulative Preferred Stock.
- Depositary shares each representing a 1/100th interest in a share of 9.75% Series D Cumulative Preferred Stock.
- The Series B Convertible Preferred Stock has no expiration date and is convertible at any time into common stock at a rate of 1.5946 per share.