Filing Details
- Accession Number:
- 0001600289-14-000001
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-12-15 13:09:44
- Reporting Period:
- 2014-11-28
- Filing Date:
- 2014-12-15
- Accepted Time:
- 2014-12-15 13:09:44
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
870385 | Carolina Financial Corp | CARO | State Commercial Banks (6022) | 571039673 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1600289 | Iii J. M. Huggins | 288 Meeting St Charleston SC 29401 | Evp And Secretary | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-11-28 | 22 | $14.50 | 44,022 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2014-12-01 | 278 | $14.17 | 44,300 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Direct |
Footnotes
- (1) On November 14, 2014, the Company issued a 2-for-1 stock split, which has been accounted for in the total shares held on this Section 16 Form.
- (2) The reporting person acknowledges that these transactions are being reported late under Section 16.