Filing Details

Accession Number:
0001600289-14-000001
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-12-15 13:09:44
Reporting Period:
2014-11-28
Filing Date:
2014-12-15
Accepted Time:
2014-12-15 13:09:44
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
870385 Carolina Financial Corp CARO State Commercial Banks (6022) 571039673
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1600289 Iii J. M. Huggins 288 Meeting St
Charleston SC 29401
Evp And Secretary No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-11-28 22 $14.50 44,022 No 4 P Direct
Common Stock Acquisiton 2014-12-01 278 $14.17 44,300 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
Footnotes
  1. (1) On November 14, 2014, the Company issued a 2-for-1 stock split, which has been accounted for in the total shares held on this Section 16 Form.
  2. (2) The reporting person acknowledges that these transactions are being reported late under Section 16.