Filing Details
- Accession Number:
- 0001144204-14-073843
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-12-15 07:36:37
- Reporting Period:
- 2014-12-12
- Filing Date:
- 2014-12-15
- Accepted Time:
- 2014-12-15 07:36:37
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1490349 | Medley Capital Corp | MCC | () | 274576073 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1510195 | Seth Taube | C/O Medley Capital Corporation 375 Park Avenue, 33Rd Floor New York NY 10152 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Par Value $0.001 Per Share | Acquisiton | 2014-12-12 | 25,000 | $8.86 | 117,510 | No | 4 | P | Indirect | See footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | See footnote |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock, Par Value $0.001 Per Share | 35,000 | Indirect | See footnote |
Footnotes
- These securities are held by a Trust for a Reporting Person's family, for which the Reporting Person serves as trustee.
- These securities are held by The Seth and Angie Taube Foundation, Inc., which is a 501(c)(3) charitable organization