Filing Details

Accession Number:
0001144204-14-073839
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-12-15 07:30:37
Reporting Period:
2014-12-11
Filing Date:
2014-12-15
Accepted Time:
2014-12-15 07:30:37
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1490349 Medley Capital Corp MCC () 274576073
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1599314 D. John Fredericks C/O Medley Capital Corporation
375 Park Avenue, 33Rd Floor
New York NY 10152
Chief Compliance Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.001 Per Share Acquisiton 2014-12-11 2,800 $8.99 2,800 No 4 P Direct
Common Stock, Par Value $0.001 Per Share Acquisiton 2014-12-11 200 $8.99 3,000 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct