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Filing Details

Accession Number:: 0001144354-14-000157
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2014-12-12 19:46:40
Reporting Period:: 2014-12-10

Filing Date:: 2014-12-12
Accepted Time:: 2014-12-12 19:46:40
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1144354	Heartland Payment Systems Inc	HPY	Services-Business Services, Nec (7389)	000000000

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1331716	Jr B H Robert Baldwin	C/O Heartland Payment Systems, Inc. 90 Nassau Street Princeton NJ 08542	Vice Chairman	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock, Par Value $0.001 Per Share	Acquisiton	2014-12-10	20,000	$15.22	541,337	No	4	M	Direct
Common Stock, Par Value $0.001 Per Share	Acquisiton	2014-12-10	2,263	$0.00	543,600	No	4	M	Direct
Common Stock, Par Value $0.001 Per Share	Disposition	2014-12-10	1,176	$0.00	542,424	No	4	F	Direct
Common Stock, Par Value $0.001 Per Share	Disposition	2014-12-10	15,773	$54.13	526,651	No	4	S	Direct
Common Stock, Par Value $0.001 Per Share	Disposition	2014-12-10	4,227	$54.95	522,424	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	M	Direct
No	4	F	Direct
No	4	S	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Restricted Stock Units	Disposition	2014-12-10	2,263	$0.00	2,263	$0.00
Stock Option (Right To Buy)	Common Stock	Disposition	2014-12-10	20,000	$15.22	20,000	$15.22

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
4,526		2017-12-10	No	4	M	Direct
38,092		2015-07-22	No	4	M	Direct

Footnotes

The Reporting Person is the indirect beneficial owner of 30,442 shares of the Issuer held by the Robert H.B Baldwin, Jr. Trust U/A/D June 30, 2004 (the "Trust"). The Reporting Person disclaims beneficial ownership of the securities held in the Trust, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.
The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 12, 2014.
This price is the weighted average price of the 15,773 shares sold. The prices actually paid for the shares of the Common Stock of Heartland Payment Systems, Inc. (the "Issuer") sold ranged from $53.66 to $54.64. The reporting person will provide to the Issuer, any security holder of the Issuer or the SEC Staff, upon request, information regarding the number of shares sold at each price within the range of prices actually paid.
This price is the weighted average price of the 4,227 shares sold. The prices actually paid for the shares of the Common Stock of the Issuer sold ranged from $54.66 to $55.07. The reporting person will provide to the Issuer, any security holder of the Issuer or the SEC Staff, upon request, information regarding the number of shares sold at each price within the range of prices actually paid.
Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock.
The restricted stock units vest in four equal annual installments beginning December 10, 2013. Vested shares will be delivered to the reporting person as soon as administratively practicable following the vesting of the restricted stock units.
The option vested in four equal annual installments beginning on July 22, 2011.