Filing Details
- Accession Number:
- 0000789132-14-000186
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2014-12-12 19:03:42
- Reporting Period:
- 2014-12-04
- Filing Date:
- 2014-12-12
- Accepted Time:
- 2014-12-12 19:03:42
- Original Submission Date:
- 2014-12-05
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
789132 | Spectranetics Corp | SPNC | Electromedical & Electrotherapeutic Apparatus (3845) | 840997049 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1527909 | William Scott Drake | 9965 Federal Drive Colorado Springs CO 80921 | President, Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Spnc Common Stock | Acquisiton | 2014-12-04 | 80,000 | $5.63 | 124,999 | No | 4 | M | Direct | |
Spnc Common Stock | Disposition | 2014-12-04 | 80,000 | $32.14 | 44,999 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Spnc Common Stock | SPNC Stock Option | Disposition | 2014-12-04 | 80,000 | $0.00 | 80,000 | $5.63 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
320,000 | 2021-08-09 | No | 4 | M | Direct |
Footnotes
- Sold pursuant to Mr. Drake's 10b5-1 plan dated August 27, 2014.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.00 to $33.33, inclusive. The reporting person undertakes to provide to The Spectranetics Corporation, any security holder of The Spectranetics Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.
- Grant date 8/10/2011. Options vested upon the Company's stock price achieving $10.00 per share and a four year vesting schedule. Options will be fully vested on 8/10/2015. Options expire in 10 years, 08/10/2021.