Home > Insider Trading > Filing (0001144204-14-073768)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1337885	Delias Inc.	DLIA	Retail-Catalog & Mail-Order Houses (5961)	203397172

Insiders

Cik	Name	Reported Address	Director	Officer	Large Shareholder	Other
1326150	Prentice Capital Management, Lp	33 Benedict Place 2Nd Floor Greenwich CT 06830	Yes	No	Yes	No
1326156	Michael Zimmerman	33 Benedict Place 2Nd Floor Greenwich CT 06830	Yes	No	Yes	No
1500181	Prendel, Llc	C/O Prentice Capital Management, Lp 33 Benedict Place, 2Nd Floor Greenwich CT 06830	Yes	No	Yes	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2014-12-05	2,500,000	$0.00	8,534,680	No	4	C	Direct
Common Stock	Disposition	2014-12-09	1,394,843	$0.02	7,139,837	No	4	S	Direct
Common Stock	Disposition	2014-12-10	625,792	$0.02	6,514,045	No	4	S	Direct
Common Stock	Disposition	2014-12-11	442,616	$0.01	6,071,429	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	C	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Series B Convertible Preferred Stock	Disposition	2014-12-05	20,000	$0.00	2,500,000	$0.80

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0			No	4	C	Direct

Footnotes

The securities of dELiA*s, Inc. (the "Issuer") reported herein were held by Prendel LLC ("Prendel"). Prentice Capital Management, LP ("Prentice Capital") is the investment manager of Prendel, and Michael Zimmerman controls, and is responsible for the supervision and conduct of all investment activities of, Prentice Capital. Prentice Capital and Michael Zimmerman are filing this Form 4 jointly with Prendel. Mr. Zimmerman and Prentice Capital disclaim beneficial ownership of the securities reported in this Form 4, except to the extent of their pecuniary interest therein.
The Series B Convertible Preferred Stock of the Issuer has no expiration date. The Series B Convertible Preferred Stock of the Issuer is convertible at any time at the holder's election.
Each share of Series B Convertible Preferred Stock has a stated value of $100. Each share of Series B Convertible Preferred Stock is convertible into a number of shares of common stock determined by dividing the stated value of a share of Series B Convertible Preferred Stock (i.e. $100) by the conversion price of the Series B Convertible Preferred Stock.