Filing Details

Accession Number:
0001179110-14-018071
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-12-12 17:06:03
Reporting Period:
2014-12-10
Filing Date:
2014-12-12
Accepted Time:
2014-12-12 17:06:03
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
892986 Warren Resources Inc WRES Crude Petroleum & Natural Gas (1311) 113024080
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1616106 A Lance Peterson 1114 Avenue Of The Americas
34Th Floor
New York NY 10036
Interim Chief Executive Office Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-12-10 160,000 $1.46 3,493,334 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.36 to $1.52, inclusive. The reporting person undertakes to provide to Warren Resources, Inc., any security holder of Warren Resources, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.
  2. Includes 3,333,334 shares in which Mr. Peterson held a pecuniary interest that were previously owned directly by Citrus Energy Corporation ("Citrus"). On December 4, 2014, Citrus transferred these shares to Mr. Peterson pursuant to an in-kind dividend of all of the shares of Warren Resources, Inc. The remaining 3,333,333 shares previously reported to have been held by Citrus were transferred to the other stockholder of Citrus in connection with such in-kind dividend