Filing Details
- Accession Number:
- 0001348324-14-000078
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-12-12 16:47:01
- Reporting Period:
- 2014-12-10
- Filing Date:
- 2014-12-12
- Accepted Time:
- 2014-12-12 16:47:01
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1348324 | Ldr Holding Corp | LDRH | Surgical & Medical Instruments & Apparatus (3841) | 203933262 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1387652 | Robert Mcnamara | 13785 Research Blvd., Suite 200 Austin TX 78750 | Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-12-10 | 241 | $4.19 | 587 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-12-10 | 241 | $32.00 | 346 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2014-12-11 | 1,750 | $4.19 | 2,096 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-12-11 | 1,750 | $32.00 | 346 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2014-12-11 | 3,564 | $4.19 | 3,910 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-12-11 | 3,564 | $32.00 | 346 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Incentive Stock Option (right to buy) | Disposition | 2014-12-10 | 241 | $0.00 | 241 | $4.19 |
| Common Stock | Incentive Stock Option (right to buy) | Disposition | 2014-12-11 | 1,750 | $0.00 | 1,750 | $4.19 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2014-12-11 | 3,564 | $0.00 | 3,564 | $4.19 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 10,215 | 2013-04-23 | 2022-05-21 | No | 4 | M | Direct |
| 8,465 | 2013-04-23 | 2022-05-21 | No | 4 | M | Direct |
| 15,152 | 2013-04-23 | 2022-05-21 | No | 4 | M | Direct |
Footnotes
- ISO becomes exercisable in combination with NQSO granted on the same date wherein 25% of the shares granted become exercisable upon one year from the vesting commencement date of April 23, 2012, then in thirty-six equal monthly installments thereafter.
Billionaire Hedge Funds
