Filing Details

Accession Number:
0001140361-14-045094
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-12-12 16:15:18
Reporting Period:
2014-12-12
Filing Date:
2014-12-12
Accepted Time:
2014-12-12 16:15:18
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1478726 Charter Financial Corp CHFN Savings Institution, Federally Chartered (6035) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1241868 R Curtis Kollar 1233 O.g. Skinner Drive
West Point GA 31833
Svp And Cfo No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2014-12-12 100 $11.19 19,927 No 4 S Direct
Common Stock Disposition 2014-12-12 201 $11.17 19,726 No 4 S Direct
Common Stock Disposition 2014-12-12 100 $11.15 19,626 No 4 S Direct
Common Stock Disposition 2014-12-12 3,599 $11.17 16,027 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 2,037 Indirect By Spouse's IRA
Common Stock 12,471 Indirect By Spouse's Living Trust
Common Stock 12,806 Indirect By IRA
Common Stock 14,898 Indirect By ESOP
Common Stock 35,309 Indirect By 401(k)
Common Stock 1,872 Indirect By Stock Award I
Common Stock 57,158 Indirect By Stock Award II
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock Options $10.89 2014-12-16 2023-12-15 142,894 142,894 Direct
Common Stock Stock Options $8.82 2014-01-27 2019-01-27 39,751 39,751 Direct
Common Stock Stock Options $8.18 2015-06-22 2020-06-22 31,178 31,178 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2023-12-15 142,894 142,894 Direct
2019-01-27 39,751 39,751 Direct
2020-06-22 31,178 31,178 Direct
Footnotes
  1. Shares of restricted stock granted pursuant to the Charter Financial Corporation 2013 Equity Incentive Plan vest at a rate of 20% per year commencing on December 16, 2014.
  2. Shares of restricted stock granted to the reporting person pursuant to the Charter Financial Corporation 2001 Recognition and Retention Plan. Of these, 1,870 stock awards vest on June 22, 2014 and 1,872 stock awards vest on June 22, 2015.
  3. Stock Options granted pursuant to the Charter Financial Corporation 2013 Equity Incentive Plan vest at a rate of 20% per year commencing on December 16, 2014.
  4. Stock Options granted pursuant to the 2001 Charter Financial Corporation Stock Option Plan vest in five equal installments commencing on January 27, 2014.
  5. Stock Options granted pursuant to the 2001 Charter Financial Corporation Stock Option Plan, of which 12,221 options vest on each of June 22, 2015 and June 22, 2016, and 6,736 options vest on June 22, 2017.
  6. Since the reporting person's last beneficial ownership report, 1,870 shares previously held through stock awards have vested and are now owned directly.
  7. Reflects transactions not required to be reported pursuant to Section 16 of the Securities Exchange Act of 1934, as amended.