Filing Details
- Accession Number:
- 0001140361-14-045094
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-12-12 16:15:18
- Reporting Period:
- 2014-12-12
- Filing Date:
- 2014-12-12
- Accepted Time:
- 2014-12-12 16:15:18
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1478726 | Charter Financial Corp | CHFN | Savings Institution, Federally Chartered (6035) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1241868 | R Curtis Kollar | 1233 O.g. Skinner Drive West Point GA 31833 | Svp And Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2014-12-12 | 100 | $11.19 | 19,927 | No | 4 | S | Direct | |
Common Stock | Disposition | 2014-12-12 | 201 | $11.17 | 19,726 | No | 4 | S | Direct | |
Common Stock | Disposition | 2014-12-12 | 100 | $11.15 | 19,626 | No | 4 | S | Direct | |
Common Stock | Disposition | 2014-12-12 | 3,599 | $11.17 | 16,027 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 2,037 | Indirect | By Spouse's IRA |
Common Stock | 12,471 | Indirect | By Spouse's Living Trust |
Common Stock | 12,806 | Indirect | By IRA |
Common Stock | 14,898 | Indirect | By ESOP |
Common Stock | 35,309 | Indirect | By 401(k) |
Common Stock | 1,872 | Indirect | By Stock Award I |
Common Stock | 57,158 | Indirect | By Stock Award II |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Stock Options | $10.89 | 2014-12-16 | 2023-12-15 | 142,894 | 142,894 | Direct |
Common Stock | Stock Options | $8.82 | 2014-01-27 | 2019-01-27 | 39,751 | 39,751 | Direct |
Common Stock | Stock Options | $8.18 | 2015-06-22 | 2020-06-22 | 31,178 | 31,178 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2023-12-15 | 142,894 | 142,894 | Direct |
2019-01-27 | 39,751 | 39,751 | Direct |
2020-06-22 | 31,178 | 31,178 | Direct |
Footnotes
- Shares of restricted stock granted pursuant to the Charter Financial Corporation 2013 Equity Incentive Plan vest at a rate of 20% per year commencing on December 16, 2014.
- Shares of restricted stock granted to the reporting person pursuant to the Charter Financial Corporation 2001 Recognition and Retention Plan. Of these, 1,870 stock awards vest on June 22, 2014 and 1,872 stock awards vest on June 22, 2015.
- Stock Options granted pursuant to the Charter Financial Corporation 2013 Equity Incentive Plan vest at a rate of 20% per year commencing on December 16, 2014.
- Stock Options granted pursuant to the 2001 Charter Financial Corporation Stock Option Plan vest in five equal installments commencing on January 27, 2014.
- Stock Options granted pursuant to the 2001 Charter Financial Corporation Stock Option Plan, of which 12,221 options vest on each of June 22, 2015 and June 22, 2016, and 6,736 options vest on June 22, 2017.
- Since the reporting person's last beneficial ownership report, 1,870 shares previously held through stock awards have vested and are now owned directly.
- Reflects transactions not required to be reported pursuant to Section 16 of the Securities Exchange Act of 1934, as amended.