Filing Details
- Accession Number:
- 0001209191-14-074968
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-12-12 16:13:40
- Reporting Period:
- 2014-12-08
- Filing Date:
- 2014-12-12
- Accepted Time:
- 2014-12-12 16:13:40
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
766704 | Health Care Reit Inc | HCN | Real Estate Investment Trusts (6798) | 341096634 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1242823 | Jr J Charles Herman | 4500 Dorr Street Toledo OH 43615 | Evp/Pres, Srs. Hous/Post Acute | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2014-12-10 | 1,000 | $76.03 | 39,096 | No | 4 | S | Indirect | LLC |
Common Stock | Disposition | 2014-12-10 | 12,000 | $0.00 | 27,096 | No | 4 | J | Indirect | LLC |
Common Stock | Acquisiton | 2014-12-10 | 12,000 | $0.00 | 53,975 | No | 4 | J | Direct | |
Common Stock | Acquisiton | 2014-12-10 | 2,449 | $40.83 | 56,424 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2014-12-10 | 2,702 | $37.00 | 59,126 | No | 4 | M | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | LLC |
No | 4 | J | Indirect | LLC |
No | 4 | J | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common | Option (Right to Buy) | Disposition | 2014-12-10 | 2,449 | $0.00 | 2,449 | $40.83 |
Common | Option (Right to Buy) | Disposition | 2014-12-10 | 2,702 | $0.00 | 7,886 | $37.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2013-01-15 | 2018-01-21 | No | 4 | M | Direct |
5,184 | 2014-01-15 | 2019-01-29 | No | 4 | M | Direct |
Footnotes
- The shares covered by this Form 4 have been sold pursuant to a Rule 10b5-1 Sales Plan dated December 20, 2013.
- The shares are held by an Ohio limited liability company for which the reporting person is the sole manager and, as trustee for a revocable trust of the reporting person, the sole member.
- The shares were transferred from the Ohio limited liability company described in footnote 2 to the individual account of Charles J. Herman, Jr. No amount was paid in connection with this transfer.
- Options for the purchase of 25,386 shares of common stock at $40.83 per share were granted to Mr. Herman on January 21, 2008, which grant has previously been reported. The partial exercise of these options for the purchase of 22,937 shares has previously been reported. Of the remaining options, options for the purchase of 2,449 shares vested on January 15, 2013.
- The options were granted under the Health Care REIT, Inc. 2005 Long-Term Incentive Plan and had no acquisition price.
- Options for the purchase of 39,434 shares of common stock at $37.00 per share were granted to Mr. Herman on January 29, 2009, which grant has previously been reported. The partial exercise of these options for the purchase of 31,548 shares has previously been reported. Of the remaining options, options for the purchase of 7,886 shares vested on January 15, 2014.