Filing Details
- Accession Number:
- 0001209191-14-074963
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-12-12 16:10:54
- Reporting Period:
- 2014-12-11
- Filing Date:
- 2014-12-12
- Accepted Time:
- 2014-12-12 16:10:54
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1403853 | Nuverra Environmental Solutions Inc. | NES | Oil & Gas Field Services, Nec (1389) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1213324 | Jr E Alfred Osborne | C/O Nuverra Environmental Solutions, Inc 14624 N. Scottsdale Rd., Suite 300 Scottsdale AZ 85254 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-12-11 | 5,000 | $7.03 | 9,000 | No | 4 | P | Indirect | See footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | See footnote |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 16,942 | Direct | |
Common Stock | 17,233 | Indirect | See footnote |
Footnotes
- Held in Reporting Person's Keogh account.
- Includes 11,972 unvested shares granted in the form of restricted stock under the Issuer's 2009 Equity Incentive Plan.
- Held in the Alfred E. Osborne Jr. and Nancy Rahnasto Osborne Trust.