Filing Details
- Accession Number:
- 0001181431-14-038726
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-12-12 16:10:17
- Reporting Period:
- 2014-12-11
- Filing Date:
- 2014-12-12
- Accepted Time:
- 2014-12-12 16:10:17
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1478242 | Quintiles Transnational Holdings Inc. | Q | Services-Commercial Physical & Biological Research (8731) | 271341991 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1074611 | M Jack Greenberg | C/O Quintiles Transnational Holdings Inc 4820 Emperor Blvd. Durham NC 27703 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-12-11 | 16,908 | $15.88 | 27,081 | No | 4 | X | Indirect | See footnote |
Common Stock | Disposition | 2014-12-11 | 16,908 | $57.25 | 10,173 | No | 4 | S | Indirect | See footnote |
Common Stock | Acquisiton | 2014-12-11 | 6,600 | $21.20 | 7,500 | No | 4 | X | Direct | |
Common Stock | Disposition | 2014-12-11 | 6,600 | $57.41 | 900 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | X | Indirect | See footnote |
No | 4 | S | Indirect | See footnote |
No | 4 | X | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (Right to Buy) | Disposition | 2014-12-11 | 16,908 | $0.00 | 16,908 | $15.88 |
Common Stock | Stock Option (Right to Buy) | Disposition | 2014-12-11 | 6,600 | $0.00 | 6,600 | $21.20 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2018-06-01 | No | 4 | X | Indirect | |
0 | 2021-09-12 | No | 4 | X | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 14,827 | Indirect | See footnote |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (Right to Buy) | $15.88 | 2018-06-01 | 8,092 | 8,092 | Indirect | |
Common Stock | Stock Option (Right to Buy) | $21.20 | 2021-09-12 | 3,400 | 3,400 | Indirect |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2018-06-01 | 8,092 | 8,092 | Indirect |
2021-09-12 | 3,400 | 3,400 | Indirect |
Footnotes
- The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 10, 2014.
- The shares are held for the benefit of members of the reporting person's family. The reporting person may be deemed to have voting and dispositive power over the shares held for the benefit of members of his family. The reporting person disclaims beneficial ownership of the shares except to the extent of his pecuniary interest therein.
- The price reported in column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $57.20 to $57.34, inclusive. The reporting person undertakes to provide to Quintiles Transnational Holdings Inc., any security holder of Quintiles Transnational Holdings Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (3) to this Form 4.
- This amount includes 900 restricted stock units ("RSUs") granted to the reporting person under the Quintiles Transnational Holdings Inc. 2013 Stock Incentive Plan on May 12, 2014.
- The price reported in column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $57.34 to $57.53, inclusive. The reporting person undertakes to provide to Quintiles Transnational Holdings Inc., any security holder of Quintiles Transnational Holdings Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (5) to this Form 4.
- This amount consists solely of RSUs.
- Options granted to the reporting person under the Quintiles Transnational Holdings Inc. 2008 Stock Incentive Plan to purchase a total of 25,000 shares of Quintiles Transnational Holdings Inc. common stock, all of which are held for the benefit of members of the reporting person's family and of which 8,500 vested on June 1, 2009 and 8,250 vested on each of June 1, 2010 and June 1, 2011. The reporting person may be deemed to have voting and dispositive power over the options held for the benefit of members of his family. The reporting person disclaims beneficial ownership of the options except to the extent of his pecuniary interest therein.
- Options granted to the reporting person under the Quintiles Transnational Holdings Inc. 2008 Stock Incentive Plan to purchase 6,600 shares of Quintiles Transnational Holdings Inc. common stock, of which 3,300 vested on each of September 12, 2013 and September 12, 2014.
- Options granted to the reporting person under the Quintiles Transnational Holdings Inc. 2008 Stock Incentive Plan to purchase 3,400 shares of Quintiles Transnational Holdings Inc. common stock, all of which are held for the benefit of members of the reporting person's family and vested on June 1, 2011. The reporting person may be deemed to have voting and dispositive power over the options held for the benefit of members of his family. The reporting person disclaims beneficial ownership of the options except to the extent of his pecuniary interest therein.