Filing Details
- Accession Number:
- 0001209191-14-074904
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2014-12-12 15:00:57
- Reporting Period:
- 2014-12-09
- Filing Date:
- 2014-12-12
- Accepted Time:
- 2014-12-12 15:00:57
- Original Submission Date:
- 2014-12-11
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1280784 | Hercules Technology Growth Capital Inc | HTGC | () | 743113410 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1522682 | T Jessica Baron | C/O Hercules Technology Growth Capital, 400 Hamilton Ave., Suite 310 Palo Alto, CA 94301 | Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2014-12-09 | 274 | $15.04 | 111,891 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2014-12-10 | 10,000 | $15.02 | 101,891 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | F | Direct | |
| No | 4 | S | Direct |
Footnotes
- Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on December 9, 2014.
- To correct the number of securities sold as reported on Form 4 filed on December 11, 2014.
Billionaire Hedge Funds
