Filing Details

Accession Number:
0001225208-14-024825
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-12-12 14:11:25
Reporting Period:
2014-12-10
Filing Date:
2014-12-12
Accepted Time:
2014-12-12 14:11:25
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1094348 Mattersight Corp MATR Services-Management Consulting Services (8742) 364304577
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1197647 Tench Coxe 755 Page Mill Road, Suite A-200
Palo Alto CA 94304-1005
Yes No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-12-10 2,632 $5.90 280,341 No 4 P Indirect By Ltd Partnership (ROOS)
Common Stock Acquisiton 2014-12-11 2,166 $5.98 282,507 No 4 P Indirect By Ltd Partnership (ROOS)
Common Stock Acquisiton 2014-12-10 2,634 $5.90 70,255 No 4 P Indirect By Profit Sharing Plan Trust
Common Stock Acquisiton 2014-12-11 2,167 $5.98 72,422 No 4 P Indirect By Profit Sharing Plan Trust
Common Stock Acquisiton 2014-12-10 2,634 $5.90 390,004 No 4 P Indirect By Trust (Trustees)
Common Stock Acquisiton 2014-12-11 2,167 $5.98 392,171 No 4 P Indirect By Trust (Trustees)
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect By Ltd Partnership (ROOS)
No 4 P Indirect By Ltd Partnership (ROOS)
No 4 P Indirect By Profit Sharing Plan Trust
No 4 P Indirect By Profit Sharing Plan Trust
No 4 P Indirect By Trust (Trustees)
No 4 P Indirect By Trust (Trustees)
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 57,294 Direct
Common Stock 2,443,889 Indirect By Ltd Partnership (SHV)
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were puchased in multiple transactions ranging from $5.85 to $5.93, inclusive. The reporting person undertakes to provide to Mattersight Corporation, and any security holder of Mattersight Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
  2. Shares held by a limited partnership of which the reporting person is a trustee of a trust which is the General Partner. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein.
  3. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions rangine from $5.93 to $6.00, inclusive. The reporting person undertakes to provide to Mattersight Corporation, and any security holder of Mattersight Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
  4. Shares held by SHV Profit Sharing Plan, a retirement trust, for the benefit of the reporting person.
  5. Shares held by a trust of which the reporting person is a trustee. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest in the trust.
  6. Shares held by Sutter Hill Ventures, a California Limited Partnership. The reporting person is a Managing Director of the General Partner of Sutter Hill Ventures, a California Limited Partnership. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein.