Filing Details

Accession Number:
0001181431-10-045126
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-09-01 17:09:23
Reporting Period:
2010-08-31
Filing Date:
2010-09-01
Accepted Time:
2010-09-01 17:09:23
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1337619 Envestnet Inc. ENV Services-Business Services, Nec (7389) 201409613
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1414035 Yves Sisteron 35 East Wacker Drive
Suite 2400
Chicago IL 60601
Yes No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2010-08-31 6,782 $9.00 449,411 No 4 S Indirect By GRP II Investors, L.P.
Common Stock Disposition 2010-08-31 3,156 $9.00 209,156 No 4 S Indirect By GRP II Partners, L.P.
Common Stock Disposition 2010-08-31 24,082 $9.00 1,595,746 No 4 S Indirect By GRPVC, L.P.
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect By GRP II Investors, L.P.
No 4 S Indirect By GRP II Partners, L.P.
No 4 S Indirect By GRPVC, L.P.
Footnotes
  1. On August 31, 2010, the issuer closed the underwriters' overallotment option to purchase up to 15% more shares from the issuer and its selling stockholders pursuant the issuer's initial public offering ("IPO"). Shares were sold ratably based on shares sold in the IPO, at the same terms as the IPO.
  2. GRPVC, L.P. is the general partner of GRP II Partners, L.P. GRP Management Services Corporation is the general partner of each of GRPVC, L.P. and GRP II Investors, L.P. Mr. Sisteron, together with Steven Dietz and Brian McLoughlin, is an officer of GRP Management Services Corporation. Mr. Sisteron, together with Herve Defforey, Steven Dietz, Brian McLoughlin and Mark Suster, is a member of the investment committee of GRP II Partners, L.P. Pursuant to contractual arrangements, GRP II Investors, L.P. has granted GRP Management Services Corporation the authority to vote and dispose of the shares held by it in the same manner as the investment committee votes or disposes of the shares held by GRP II Partners, L.P. (Continued to footnote 3)
  3. While Mr. Sisteron may be deemed to possess indirect beneficial ownership of the shares owned by GRPVC, L.P., GRP II Partners, L.P. and GRP II Investors, L.P., he does not have sole voting or investment power with respect to such shares and, as a result, disclaims beneficial ownership of any and all such shares except to the extent of his pecuniary interests therein.