Filing Details
- Accession Number:
- 0001181431-10-045126
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-09-01 17:09:23
- Reporting Period:
- 2010-08-31
- Filing Date:
- 2010-09-01
- Accepted Time:
- 2010-09-01 17:09:23
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1337619 | Envestnet Inc. | ENV | Services-Business Services, Nec (7389) | 201409613 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1414035 | Yves Sisteron | 35 East Wacker Drive Suite 2400 Chicago IL 60601 | Yes | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2010-08-31 | 6,782 | $9.00 | 449,411 | No | 4 | S | Indirect | By GRP II Investors, L.P. |
Common Stock | Disposition | 2010-08-31 | 3,156 | $9.00 | 209,156 | No | 4 | S | Indirect | By GRP II Partners, L.P. |
Common Stock | Disposition | 2010-08-31 | 24,082 | $9.00 | 1,595,746 | No | 4 | S | Indirect | By GRPVC, L.P. |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | By GRP II Investors, L.P. |
No | 4 | S | Indirect | By GRP II Partners, L.P. |
No | 4 | S | Indirect | By GRPVC, L.P. |
Footnotes
- On August 31, 2010, the issuer closed the underwriters' overallotment option to purchase up to 15% more shares from the issuer and its selling stockholders pursuant the issuer's initial public offering ("IPO"). Shares were sold ratably based on shares sold in the IPO, at the same terms as the IPO.
- GRPVC, L.P. is the general partner of GRP II Partners, L.P. GRP Management Services Corporation is the general partner of each of GRPVC, L.P. and GRP II Investors, L.P. Mr. Sisteron, together with Steven Dietz and Brian McLoughlin, is an officer of GRP Management Services Corporation. Mr. Sisteron, together with Herve Defforey, Steven Dietz, Brian McLoughlin and Mark Suster, is a member of the investment committee of GRP II Partners, L.P. Pursuant to contractual arrangements, GRP II Investors, L.P. has granted GRP Management Services Corporation the authority to vote and dispose of the shares held by it in the same manner as the investment committee votes or disposes of the shares held by GRP II Partners, L.P. (Continued to footnote 3)
- While Mr. Sisteron may be deemed to possess indirect beneficial ownership of the shares owned by GRPVC, L.P., GRP II Partners, L.P. and GRP II Investors, L.P., he does not have sole voting or investment power with respect to such shares and, as a result, disclaims beneficial ownership of any and all such shares except to the extent of his pecuniary interests therein.