Filing Details
- Accession Number:
- 0001209191-14-074822
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-12-12 09:48:35
- Reporting Period:
- 2014-12-11
- Filing Date:
- 2014-12-12
- Accepted Time:
- 2014-12-12 09:48:35
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 708781 | Cass Information Systems Inc | CASS | Services-Business Services, Nec (7389) | 431265338 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1216428 | H Eric Brunngraber | 12444 Powerscourt Drive Suite 550 St. Louis MO 63131 | President, Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2014-12-11 | 3,603 | $47.64 | 53,057 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Appreciation Rights | $23.48 | 2009-01-23 | 2018-01-21 | 11,158 | 11,158 | Direct |
| Common Stock | Stock Appreciation Rights | $24.93 | 2011-01-27 | 2020-01-25 | 6,501 | 6,501 | Direct |
| Common Stock | Stock Appreciation Rights | $29.95 | 2012-01-26 | 2021-01-24 | 20,065 | 20,065 | Direct |
| Common Stock | Stock Appreciation Rights | $33.56 | 2013-01-25 | 2022-01-23 | 20,919 | 20,919 | Direct |
| Common Stock | Stock Appreciation Rights | $42.14 | 2014-01-23 | 2023-01-21 | 20,253 | 20,253 | Direct |
| Common Stock | Stock Appreciation Rights | $61.64 | 2015-01-29 | 2024-01-27 | 10,880 | 10,880 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2018-01-21 | 11,158 | 11,158 | Direct |
| 2020-01-25 | 6,501 | 6,501 | Direct |
| 2021-01-24 | 20,065 | 20,065 | Direct |
| 2022-01-23 | 20,919 | 20,919 | Direct |
| 2023-01-21 | 20,253 | 20,253 | Direct |
| 2024-01-27 | 10,880 | 10,880 | Direct |
Footnotes
- The price reported is a weighted average price. The individual sale prices for the transactions combined here range from a low of $47.55 to a high of $47.695. Mr. Brunngraber undertakes to provide upon request by the SEC, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- Includes restricted stock bonus shares, subject to vesting and forfeiture.
- Over a three-year vesting period, SARs become exercisable in one-third increments on the anniversary date of the grant.
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