Filing Details
- Accession Number:
- 0001181431-14-038689
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-12-11 19:44:05
- Reporting Period:
- 2014-12-09
- Filing Date:
- 2014-12-11
- Accepted Time:
- 2014-12-11 19:44:05
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
878526 | Natus Medical Inc | BABY | Electromedical & Electrotherapeutic Apparatus (3845) | 770154833 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1451629 | Jonathan Kennedy | C/O Natus Medical Incorporated 1501 Industrial Road San Carlos CA 94070 | Sr. Vp, Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, $0.001 Par Value Per Share | Acquisiton | 2014-12-09 | 45,833 | $13.24 | 125,833 | No | 4 | M | Direct | |
Common Stock, $0.001 Par Value Per Share | Disposition | 2014-12-09 | 45,833 | $35.67 | 80,000 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Non-qualified Stock Option | Disposition | 2014-12-09 | 45,833 | $0.00 | 64,167 | $13.24 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2013-10-09 | 2019-04-09 | No | 4 | M | Direct |
Footnotes
- Restricted Stock Award vest over 4 years from 02/14/2011. 50% will vest on the second anniversay of the grant, 25% on the third anniversay of the grant, and 25% on the fourth anniversary of the grant.
- This transaction was executed in multiple trades at prices ranging from $35.50 to $35.87. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- Non-qualified option vest over 4 years from 02/14/2011. 12.5% vest six months from vest start date, and monthly therafter for 42 months.