Filing Details
- Accession Number:
- 0000085535-14-000036
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-12-11 19:06:26
- Reporting Period:
- 2014-12-09
- Filing Date:
- 2014-12-11
- Accepted Time:
- 2014-12-11 19:06:26
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 85535 | Royal Gold Inc | RGLD | Mineral Royalty Traders (6795) | 840835164 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1341721 | M William Zisch | 1660 Wynkoop Street, Suite 1000 Denver CO 80202 | Vp Operations | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-12-09 | 5,114 | $53.00 | 42,377 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-12-09 | 3,827 | $70.84 | 38,550 | No | 4 | D | Direct | |
| Common Stock | Acquisiton | 2014-12-09 | 4,000 | $49.66 | 42,550 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-12-09 | 2,805 | $70.84 | 39,745 | No | 4 | D | Direct | |
| Common Stock | Acquisiton | 2014-12-09 | 3,534 | $68.18 | 43,279 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-12-09 | 3,402 | $70.84 | 39,877 | No | 4 | D | Direct | |
| Common Stock | Acquisiton | 2014-12-09 | 3,964 | $62.14 | 43,841 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-12-09 | 3,478 | $70.84 | 40,363 | No | 4 | D | Direct | |
| Common Stock | Acquisiton | 2014-12-09 | 1,466 | $68.18 | 41,829 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2014-12-09 | 537 | $62.14 | 42,366 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-12-10 | 1,396 | $70.89 | 40,970 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2014-12-10 | 2,003 | $70.89 | 38,967 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | D | Direct | |
| No | 4 | M | Direct | |
| No | 4 | D | Direct | |
| No | 4 | M | Direct | |
| No | 4 | D | Direct | |
| No | 4 | M | Direct | |
| No | 4 | D | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Appreciation Right | Disposition | 2014-12-09 | 5,114 | $0.00 | 5,114 | $53.00 |
| Common Stock | Stock Appreciation Right | Disposition | 2014-12-09 | 4,000 | $0.00 | 4,000 | $49.66 |
| Common Stock | Stock Appreciation Right | Disposition | 2014-12-09 | 3,534 | $0.00 | 3,534 | $68.18 |
| Common Stock | Stock Appreciation Right | Disposition | 2014-12-09 | 3,964 | $0.00 | 3,964 | $62.14 |
| Common Stock | Stock Option (right to buy-ISO) | Disposition | 2014-12-09 | 1,466 | $68.18 | 1,466 | $68.18 |
| Common Stock | Stock Option (right to buy-ISO) | Disposition | 2014-12-09 | 537 | $62.14 | 537 | $62.14 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2019-11-18 | No | 4 | M | Direct | |
| 0 | 2020-11-17 | No | 4 | M | Direct | |
| 0 | 2021-08-18 | No | 4 | M | Direct | |
| 3,478 | 2023-08-27 | No | 4 | M | Direct | |
| 0 | 2021-08-18 | No | 4 | M | Direct | |
| 1,072 | 2023-08-27 | No | 4 | M | Direct |
Footnotes
- Includes 26,900 shares of restricted stock that have not yet vested.
- This represents the difference between the number of SARs exercised (5,114) and the number of shares issued as a result of the exercise (1,287). The number of shares to be issued under a SAR exercise is determined by multiplying the number of SARs being exercised by the difference between the FMV on the date of exercise ($70.84) and the exercise price ($53.00), divided by the FMV on the date of exercise ($70.84)
- This represents the difference between the number of SARs exercised (4,000) and the number of shares issued as as result of the exercise (1,195). The number of shares to be issued under a SAR exercise is determined by multiplying the number of SARs being exercised by the difference between the FMV on the date of exercise ($70.84) and the exercise price ($49.66), divided by the FMV on the date of exercise ($70.84).
- This represents the difference between the number of SARs exercised (3,534) and the number of shares issued as a result of the exercise (132). The number of shares to be issued under the SAR exercise is determined by multiplying the number of SARs being exercised by the difference between the FMV on the date of exercise ($70.84) and the exercise price ($68.18), divided by the FMV on the date of exercise ($70.84).
- This represents the difference between the number of SARs exercised (3,478) and the number of shares issued as a result of the exercise (486). The number of shares to be issued under a SAR exercise is determined by multiplying the number of SARs being exercised by the difference between the FMV on the date of exercise ($70.84) and the exercise price ($62.14), divided by the FMV on the date of exercise ($70.84).
- The range of the weighted average sale price is $70.893 to $71.09.
- One third vested annually on 11.18.2010, 11.18.2011 and 11.18.2012.
- One third vested annually on 11.17.2011, 11.17.2012 and 11.17.2013.
- One third vested annually on 8.18.2012, 8.18.2013 and 8.18.2014.
- One third vests annually on 8.27.2014, 8.27.2015 and 8.27.2016.
- One third vested annually on 8.18.2012, 8.18.2013 and 8.18.2014.
- One third vests annually on 8.27.2014, 8.27.2015 and 8.27.2016.
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