Filing Details
- Accession Number:
- 0001127602-14-034905
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-12-11 18:30:55
- Reporting Period:
- 2014-12-09
- Filing Date:
- 2014-12-11
- Accepted Time:
- 2014-12-11 18:30:55
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 829224 | Starbucks Corp | SBUX | Retail-Eating & Drinking Places (5810) | 911325671 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1456877 | John Culver | 2401 Utah Avenue South, Suite 800 Seattle WA 98134 | Group Pres, Cap, Channel Dev | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-12-09 | 14,093 | $22.06 | 124,425 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2014-12-09 | 12,417 | $22.73 | 136,842 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2014-12-09 | 73,490 | $30.79 | 210,332 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-12-09 | 100,000 | $82.77 | 110,332 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-qualified Stock Option (Right to Buy) | Disposition | 2014-12-09 | 14,093 | $0.00 | 14,093 | $22.06 |
| Common Stock | Non-qualified Stock Option (Right to Buy) | Disposition | 2014-12-09 | 12,417 | $0.00 | 12,417 | $22.73 |
| Common Stock | Non-qualified Stock Option (Right to Buy) | Disposition | 2014-12-09 | 73,490 | $0.00 | 73,490 | $30.79 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2010-11-16 | 2019-11-16 | No | 4 | M | Direct |
| 0 | 2010-12-15 | 2019-12-15 | No | 4 | M | Direct |
| 10,107 | 2011-11-15 | 2020-11-15 | No | 4 | M | Direct |
Footnotes
- This transaction was executed in multiple trades at prices ranging from $82.75 to $83.14. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- The option, representing the right to buy a total of 56,373 shares, became exercisable in one increment of 14,094 shares on November 16, 2010, and three increments of 14,093 shares each on November 16, 2011, November 16, 2012 and November 16, 2013.
- The option, representing the right to buy a total of 49,668 shares, became exercisable in four increments of 12,417 shares each on December 15, 2010, December 15, 2011, December 15, 2012 and December 15, 2013.
- The option, representing the right to buy a total of 83,597 shares, became exercisable in one increment of 20,900 on November 15, 2011, and three increments of 20,899 shares each on November 15, 2012, November 15, 2013 and November 15, 2014.
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