Filing Details
- Accession Number:
- 0000796343-14-000114
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-12-11 18:29:43
- Reporting Period:
- 2014-12-10
- Filing Date:
- 2014-12-11
- Accepted Time:
- 2014-12-11 18:29:43
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 796343 | Adobe Systems Inc | ADBE | Services-Prepackaged Software (7372) | 770019522 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1597445 | Ann Lewnes | Adobe Systems Incorporated 345 Park Avenue San Jose CA 95110 | Svp, Chief Marketing Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-12-10 | 1,462 | $34.16 | 30,220 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2014-12-10 | 2,538 | $34.03 | 32,758 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-12-10 | 4,000 | $71.46 | 28,758 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (right to buy) | Disposition | 2014-12-10 | 1,462 | $0.00 | 1,462 | $34.16 |
| Common Stock | Stock Option (right to buy) | Disposition | 2014-12-10 | 2,538 | $0.00 | 2,538 | $34.03 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2014-12-10 | 2017-01-25 | No | 4 | M | Direct |
| 18,516 | 2014-12-10 | 2018-01-24 | No | 4 | M | Direct |
Footnotes
- The option exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person July 24, 2014.
- This transaction was executed in multiple trades at prices ranging from $71.28 to $71.91. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.
- Options granted January 25, 2010 are fully vested and exercisable.
- Vests at a rate of 2.08% per month for 48 months following the January 24, 2011 grant date.
Billionaire Hedge Funds
