Filing Details
- Accession Number:
- 0001179706-14-000222
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-12-11 16:46:32
- Reporting Period:
- 2014-12-10
- Filing Date:
- 2014-12-11
- Accepted Time:
- 2014-12-11 16:46:32
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
47217 | Hewlett Packard Co | HPQ | Computer & Office Equipment (3570) | 941081436 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1603982 | Martin Fink | C/O Hewlett-Packard Company 3000 Hanover Street Palo Alto CA 94304 | Evp, Cto | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-12-10 | 5,250 | $28.41 | 15,471 | No | 4 | M | Direct | |
Common Stock | Disposition | 2014-12-10 | 5,250 | $37.65 | 10,221 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2014-12-10 | 43,384 | $13.83 | 53,605 | No | 4 | M | Direct | |
Common Stock | Disposition | 2014-12-10 | 43,384 | $37.65 | 10,221 | No | 4 | S | Direct | |
Common Stock | Disposition | 2014-12-10 | 9,027 | $37.65 | 1,194 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (right to buy) | Disposition | 2014-12-10 | 5,250 | $0.00 | 5,250 | $28.41 |
Common Stock | Employee Stock Option (right to buy) | Disposition | 2014-12-10 | 43,384 | $0.00 | 43,384 | $13.83 |
Common Stock | Employee Stock Option (right to buy) | Acquisiton | 2014-12-10 | 162,927 | $0.00 | 162,927 | $37.36 |
Common Stock | Performance Adjusted Restricted Stock Units | Acquisiton | 2014-12-10 | 24,546 | $0.00 | 24,546 | $0.00 |
Common Stock | Restricted Stock Units | Acquisiton | 2014-12-10 | 28,105 | $0.00 | 28,105 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2012-12-07 | 2019-12-07 | No | 4 | M | Direct |
43,384 | 2013-12-06 | 2020-12-06 | No | 4 | M | Direct |
162,927 | 2015-12-10 | 2022-12-10 | No | 4 | A | Direct |
24,546 | No | 4 | A | Direct | ||
28,105 | No | 4 | A | Direct |
Footnotes
- The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 11/28/14.
- The price in Column 4 is a weighted average price. The prices actually paid ranged from $37.39 to $37.93. Upon request, the reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff information regarding the number of shares purchased at each price within the range.
- This option became exercisable beginning on this date.
- This option is no longer exercisable beginning on this date.
- This option will vest 33.3% on each of the first three anniversaries of the grant date, in each case subject to the satisfaction of certain stock price performance conditions being met prior to the end of the fourth fiscal year following the grant date.
- Each restricted stock unit represents a contingent right to receive one share of HP common stock.
- On 12/10/14 the reporting person was granted 24,546 performance adjusted restricted stock units ("PARSUs"), 50% of which will vest on each of 12/10/16 and 12/10/17, in each case subject to certain return on invested capital performance conditions and/or relative total stockholder return conditions being met at the time of vesting. Dividend equivalent rights accrue with respect to these PARSUs when and as dividends are paid on HP common stock.
- On 12/10/14 the reporting person was granted 28,105 restricted stock units ("RSUs"), 9,368 of which will vest on each of 12/10/15 and 12/10/16, and 9,369 of which will vest on 12/10/17. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock.