Home > Insider Trading > Filing (0001140361-14-044917)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1347858	22Nd Century Group Inc.	XXII	Cigarettes (2111)	980468420

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1508752	Joseph Pandolfino	9530 Main Street Clarence NY 14031		Yes	No	Yes	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Disposition	2014-12-09	51,462	$1.63	5,963,473	No	4	S	Direct
Common Stock	Disposition	2014-12-10	7,474	$1.71	5,955,999	No	4	S	Direct
Common Stock	Disposition	2014-12-11	8,900	$1.71	5,947,099	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct

Reported Derivative Holdings

Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Warrant to Purchase	$0.60	2012-11-09	2017-11-09	140,000	140,000	Direct
Common Stock	Warrant to Purchase	$1.15	2012-02-08	2017-02-08	180,047	180,047	Direct
Common Stock	Warrant to Purchase	$2.21	2011-01-25	2016-01-26	1,903,136	1,903,136	Direct
Common Stock	Warrant to Purchase	$1.20	2011-01-25	2016-01-25	47,088	47,088	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2017-11-09	140,000	140,000	Direct
2017-02-08	180,047	180,047	Direct
2016-01-26	1,903,136	1,903,136	Direct
2016-01-25	47,088	47,088	Direct

Footnotes

The price reported is an average weighted price. These shares were sold in multiple transactions at prices ranging from $1.60 to $1.68, inclusive. The reporting person undertakes to provide to 22nd Century Group, Inc., any security holder of 22nd Century Group, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.
The price reported is an average weighted price. These shares were sold in multiple transactions at prices ranging from $1.70 to $1.72, inclusive. The reporting person undertakes to provide to 22nd Century Group, Inc., any security holder of 22nd Century Group, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.
The price reported is an average weighted price. These shares were sold in multiple transactions at prices ranging from $1.69 to $1.78, inclusive. The reporting person undertakes to provide to 22nd Century Group, Inc., any security holder of 22nd Century Group, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.