Filing Details
- Accession Number:
- 0001514732-14-000030
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-12-11 16:08:49
- Reporting Period:
- 2014-12-09
- Filing Date:
- 2014-12-11
- Accepted Time:
- 2014-12-11 16:08:49
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1514732 | Saexploration Holdings Inc. | SAEX | Oil & Gas Field Exploration Services (1382) | 274867100 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1581400 | A Brian Beatty | 3333 8Th Street Se, 3Rd Floor Calgary A0 T2G 3A4 | Ceo And President | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-12-09 | 75,000 | $4.07 | 403,805 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2014-12-11 | 58,200 | $4.41 | 462,005 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 1,196,846 | Indirect | Through dispositive and voting control of Seismic Management Holdings, Inc. |
Footnotes
- This transaction was executed in multiple trades on December 09, 2014 at prices ranging from $3.684 to 4.519. The price reported reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the issuer or a security holder of the issuer, upon request, full information regarding the number of securities purchased at each separate price.
- This transaction was executed in multiple trades on December 11, 2014 at prices ranging from $4.05 to 4.63. The price reported reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the issuer or a security holder of the issuer, upon request, full information regarding the number of securities purchased at each separate price.
- Seismic Management Holdings, Inc. ("Seismic Holdings") is a corporation formed under the laws of the Province of Alberta, Canada, and is wholly owned by Seismic Management, LLP, which is an Alaska limited liability partnership controlled by the Reporting Person and his wife, Sheri L. Beatty.