Filing Details
- Accession Number:
- 0001181431-14-038610
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2014-12-11 15:33:35
- Reporting Period:
- 2014-03-26
- Filing Date:
- 2014-12-11
- Accepted Time:
- 2014-12-11 15:33:35
- Original Submission Date:
- 2014-03-27
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1515069 | Carroll Bancorp Inc. | CROL | State Commercial Banks (6022) | 275463184 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1528262 | L. Nancy Parker | 1321 Liberty Road Sykesville MD 21784 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-03-26 | 2,786 | $16.00 | 11,048 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2014-03-26 | 773 | $16.00 | 2,999 | No | 4 | P | Indirect | By IRA |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Indirect | By IRA |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | common stock warrants (right to buy) | Acquisiton | 2014-03-26 | 2,786 | $0.00 | 1,393 | $16.00 |
Common Stock | common stock warrants (right to buy) | Acquisiton | 2014-03-26 | 773 | $0.00 | 386 | $16.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
2,786 | 2014-03-26 | 2017-03-20 | No | 4 | P | Direct |
773 | 2014-03-26 | 2017-03-20 | No | 4 | P | Indirect |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 1,200 | Indirect | By family members |
Footnotes
- The reported securities are included within the 2,786 Units purchased by the reporting person persuant to the Issuer's public rights offering that expired on March 20, 2014. Each Unit consisted of one share of common stock and a warrant to purchase one-half of one share of common stock.
- The reported securities are included within the 773 Units purchased by the reporting person persuant to the Issuer's public rights offering that expired on March 20, 2014. Each Unit consisted of one share of common stock and a warrant to purchase one-half of one share of common stock.