Filing Details
- Accession Number:
- 0001140361-14-044885
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-12-11 14:50:12
- Reporting Period:
- 2014-12-09
- Filing Date:
- 2014-12-11
- Accepted Time:
- 2014-12-11 14:50:12
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 921590 | Valley Financial Corp | VYFC | Savings Institution, Federally Chartered (6035) | 541702380 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1201840 | L Ellis Gutshall | 449 Canterbury Ln Roanoke VA 24014 | President/Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-12-09 | 10,000 | $12.50 | 210,777 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2014-12-09 | 12,000 | $6.00 | 222,777 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-12-09 | 5,000 | $19.75 | 217,777 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-12-10 | 12,000 | $19.75 | 205,777 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-12-10 | 5,000 | $19.80 | 200,777 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2014-12-09 | 10,000 | $0.00 | 10,000 | $12.50 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2014-12-09 | 12,000 | $0.00 | 12,000 | $6.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2015-07-05 | No | 4 | M | Direct | |
| 0 | 2018-12-29 | No | 4 | M | Direct |
Footnotes
- The option, representing a right to purchase a total of 10,000 shares, became exercisable in five annual installments beginning on July 5, 2006, which was the first anniversary of the date on which the option was granted.
- The option, representing a right to purchase a total of 12,000 shares, became exercisable in five annual installments beginning on December 30, 2009, which was the first anniversary of the date on which the option was granted.
Billionaire Hedge Funds
