Home > Insider Trading > Filing (0001181431-14-038590)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1515069	Carroll Bancorp Inc.	CROL	State Commercial Banks (6022)	275463184

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1528298	L. Brian Haight	1321 Liberty Road Sykesville MD 21784		Yes	No	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2014-03-26	1,000	$16.00	11,462	No	4	P	Direct
Common Stock	Acquisiton	2014-03-26	2,350	$16.00	4,850	No	4	P	Indirect	By business - 401K plan

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct
No	4	P	Indirect	By business - 401K plan

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	common stock warrant (right to but)	Acquisiton	2014-03-26	1,000	$0.00	500	$16.00
Common Stock	common stock warrant (right to but)	Acquisiton	2014-03-26	2,350	$0.00	1,175	$16.00

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
1,000	2014-03-26	2017-03-20	No	4	P	Direct
2,350	2014-03-26	2014-03-20	No	4	P	Indirect

Footnotes

The reported securities are included within the 1,000 Units purchased by the reporting person persuant to the Issuer's public rights offering that expired on March 20, 2014. Each Unit consisted of one share of common stock and a warrant to purchase one-half of one share of common stock.
The reported securities are included within the 2,350 Units purchased by the reporting person persuant to the Issuer's public rights offering that expired on March 20, 2014. Each Unit consisted of one share of common stock and a warrant to purchase one-half of one share of common stock.