Filing Details
- Accession Number:
- 0001413160-14-000109
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-12-11 14:30:43
- Reporting Period:
- 2014-12-10
- Filing Date:
- 2014-12-11
- Accepted Time:
- 2014-12-11 14:30:43
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1001426 | Pericom Semiconductor Corp | PSEM | Semiconductors & Related Devices (3674) | 770254621 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1374753 | Siu-Weng Simon Wong | Pericom Semiconductor Corp. 1545 Barber Lane Milpitas CA 95035 | Yes | No | No | Yes |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-12-10 | 12,000 | $9.11 | 30,000 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-12-10 | 12,000 | $13.46 | 18,000 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2014-12-10 | 4,500 | $10.71 | 22,500 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-12-10 | 4,500 | $13.46 | 18,000 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2014-12-10 | 3,000 | $11.13 | 21,000 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-12-10 | 3,000 | $13.46 | 18,000 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2014-12-10 | 12,000 | $0.00 | 12,000 | $9.11 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2014-12-10 | 4,500 | $0.00 | 4,500 | $10.71 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2014-12-10 | 3,000 | $0.00 | 3,000 | $11.13 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2006-09-01 | 2016-09-01 | No | 4 | M | Direct |
| 0 | 2011-12-09 | 2020-12-09 | No | 4 | M | Direct |
| 0 | 2010-12-11 | 2019-12-11 | No | 4 | M | Direct |
Footnotes
- Option is vested fully on the grant date.
- Options or awards vest 1 year from grant date at 100%.
Billionaire Hedge Funds
