Filing Details
- Accession Number:
- 0000921895-14-002630
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-12-11 14:10:21
- Reporting Period:
- 2014-12-09
- Filing Date:
- 2014-12-11
- Accepted Time:
- 2014-12-11 14:10:21
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 922521 | Falconstor Software Inc | FALC | Services-Prepackaged Software (7372) | 770216135 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1022123 | Barry Rubenstein | C/O Falconstor Software, Inc. 2 Huntington Quadrangle Melville NY 11747 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-12-09 | 60,000 | $1.23 | 496,800 | No | 4 | P | Indirect | By Woodland Venture Fund |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | By Woodland Venture Fund |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 981,000 | Direct | |
| Common Stock | 131,323 | Indirect | By Seneca Ventures |
| Common Stock | 957,257 | Indirect | By Woodland Partners |
| Common Stock | 187,900 | Indirect | By Brookwood Partners, L.P. |
| Common Stock | 1,258 | Indirect | By Spouse |
Footnotes
- Held by Woodland Venture Fund. Mr. Rubenstein is a general partner of Woodland Venture Fund. Mr. Rubenstein disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
- Includes 100,000 shares held jointly by Barry Rubenstein and Marilyn Rubenstein (spouse).
- Held by Seneca Ventures. Mr. Rubenstein is a general partner of Seneca Ventures. Mr. Rubenstein disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
- Held by Woodland Partners. Mr. Rubenstein is a general partner of Woodland Partners. Mr. Rubenstein disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
- Held by Brookwood Partners, L.P. Mr. Rubenstein is a general partner of Brookwood Partners, L.P. Mr. Rubenstein disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
Billionaire Hedge Funds
