Filing Details
- Accession Number:
- 0000350894-14-000114
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-12-11 11:57:22
- Reporting Period:
- 2014-12-05
- Filing Date:
- 2014-12-11
- Accepted Time:
- 2014-12-11 11:57:22
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 350894 | Sei Investments Co | SEIC | Security Brokers, Dealers & Flotation Companies (6211) | 231707341 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1191718 | Robert Crudup | Executive Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right To Purchase) | Acquisiton | 2014-12-05 | 25,000 | $14.62 | 202,500 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-12-05 | 25,000 | $40.56 | 177,500 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | STOCK OPTION RIGHT TO PURCHASE | Acquisiton | 2014-12-05 | 25,000 | $14.62 | 25,000 | $14.62 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2011-12-08 | 2018-12-08 | No | 4 | M | Direct |
Footnotes
- THIS FORM 4 WAS MANUALLY FILED WITH THE SEC ON 12/05/2014.
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