Filing Details
- Accession Number:
- 0001181431-14-038545
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-12-11 10:41:10
- Reporting Period:
- 2014-12-10
- Filing Date:
- 2014-12-11
- Accepted Time:
- 2014-12-11 10:41:10
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 880631 | Wisdomtree Investments Inc. | WETF | Security Brokers, Dealers & Flotation Companies (6211) | 133487784 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1526069 | Iii Luciano Siracusano | C/O Wisdomtree Investments, Inc. 245 Park Avenue, 35Th Floor New York NY 10167 | Chief Investment Strategist | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-12-10 | 65,000 | $0.70 | 395,872 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-12-10 | 65,000 | $15.37 | 330,872 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (right to buy) | Disposition | 2014-12-10 | 65,000 | $0.00 | 65,000 | $0.70 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 135,000 | 2019-01-25 | No | 4 | M | Direct |
Footnotes
- The price included in Column 4 is a weighted price. These shares were sold in multiple transactions at prices ranging from $15.24 to $15.68, inclusive. The reporting person undertakes to provide to WisdomTree Investments, Inc., any security holder of WisdomTree Investments, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.
- Includes restricted stock awards which vest as to (i) 21,073 shares on each of January 22, 2015 and 2016, (ii) 24,611 shares on each of January 14, 2015 and 2016 and (iii) 24,613 shares on January 14, 2017.
- Exercisable as to 50,000 shares on each of January 26, 2010, 2011, 2012 and 2013.
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