Filing Details

Accession Number:
0000921895-14-002623
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-12-10 19:59:20
Reporting Period:
2014-12-08
Filing Date:
2014-12-10
Accepted Time:
2014-12-10 19:59:20
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1426506 Smg Indium Resources Ltd. SMGI Commodity Contracts Brokers & Dealers (6221) 510662991
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1205885 C William Martin Ten Princeton Avenue
Rocky Hill NJ 08553
Yes No Yes No
1444376 Raging Capital Management, Llc Ten Princeton Avenue
Rocky Hill NJ 08553
No No Yes No
1566641 Raging Capital Master Fund, Ltd. Ten Princeton Avenue
Rocky Hill NJ 08553
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.001 Disposition 2014-12-08 3,184,844 $2.41 782,498 No 4 S Indirect By Raging Capital Master Fund, Ltd.
Common Stock, Par Value $0.001 Disposition 2014-12-08 5,642 $2.41 1,386 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect By Raging Capital Master Fund, Ltd.
No 4 S Direct
Footnotes
  1. This Form 4 is filed jointly by Raging Capital Master Fund, Ltd. ("Raging Master"), Raging Capital Management, LLC ("Raging Capital") and William C. Martin (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein.
  2. Represents securities owned directly by Raging Master. As the Investment Manager of Raging Master, Raging Capital may be deemed to beneficially own the securities owned directly by Raging Master. As the Managing Member of Raging Capital, Mr. Martin may be deemed to beneficially own the securities owned directly by Raging Master.