Filing Details
- Accession Number:
- 0000950103-11-000198
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-01-20 17:24:07
- Reporting Period:
- 2011-01-10
- Filing Date:
- 2011-01-20
- Accepted Time:
- 2011-01-20 17:24:07
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
826020 | Ing Prime Rate Trust | PPR | (0) | 956874587 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
895421 | Stanley Morgan | 1585 Broadway New York NY 10036 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2011-01-18 | 200 | $5.85 | 0 | No | 4 | S | Indirect | By Subsidiary |
Auction Preferred | Disposition | 2011-01-10 | 49 | $25,000.00 | 943 | No | 4 | J | Indirect | By Subsidiary |
Auction Preferred | Disposition | 2011-01-11 | 43 | $25,000.00 | 900 | No | 4 | J | Indirect | By Subsidiary |
Auction Preferred | Disposition | 2011-01-12 | 29 | $25,000.00 | 871 | No | 4 | J | Indirect | By Subsidiary |
Auction Preferred | Disposition | 2011-01-13 | 40 | $25,000.00 | 831 | No | 4 | J | Indirect | By Subsidiary |
Auction Preferred | Disposition | 2011-01-14 | 38 | $25,000.00 | 793 | No | 4 | J | Indirect | By Subsidiary |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | By Subsidiary |
No | 4 | J | Indirect | By Subsidiary |
No | 4 | J | Indirect | By Subsidiary |
No | 4 | J | Indirect | By Subsidiary |
No | 4 | J | Indirect | By Subsidiary |
No | 4 | J | Indirect | By Subsidiary |
Footnotes
- The Auction Preferred securities were called for redemption by the issuer at a price equal to their liquidation preference ($25,000 per share, plus any accumulated but unpaid dividends).
- Plus any accumulated but unpaid dividends.