Filing Details
- Accession Number:
- 0001019687-14-004666
- Form Type:
- 5
- Zero Holdings:
- No
- Publication Time:
- 2014-12-10 18:22:50
- Reporting Period:
- 2013-12-31
- Filing Date:
- 2014-12-10
- Accepted Time:
- 2014-12-10 18:22:50
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
922011 | Lustros Inc. | LSTS | Secondary Smelting & Refining Of Nonferrous Metals (3341) | 455313260 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1464420 | F William Farley | 9025 Carlton Hills Blvd. Ste. A Santee CA 92071 | Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-03-01 | 818,182 | $0.55 | 11,518,182 | No | 4 | P | Indirect | Shares held by Global Investments I, LLC |
Preferred Stock | Acquisiton | 2013-05-13 | 30,000 | $10.00 | 30,000 | No | 4 | P | Indirect | Shares held by Global Investments I, LLC |
Preferred Stock | Acquisiton | 2013-07-29 | 14,000 | $5.00 | 44,000 | No | 4 | P | Indirect | Shares held by Global Investments I, LLC |
Preferred Stock | Acquisiton | 2013-09-03 | 10,000 | $5.00 | 54,000 | No | 4 | P | Indirect | Shares held by Global Investments I, LLC |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | Shares held by Global Investments I, LLC |
No | 4 | P | Indirect | Shares held by Global Investments I, LLC |
No | 4 | P | Indirect | Shares held by Global Investments I, LLC |
No | 4 | P | Indirect | Shares held by Global Investments I, LLC |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 10,700,000 | Indirect | 6,000,000 shares held by LV Ventures, Inc., 4,700,000 shares held by Global Investments I, LLC |
Footnotes
- These are the shares held by Mr. Farley upon his nomination to the Board of Directors on January 29, 2013. (i) 4,700,000 shares of Common Stock owned by Global Investment I, LLC, of which Mr. Farley is the member, (ii) 6,000,000 shares of Common Stock owned by LV Ventures, Inc., of which Mr. Farley is the sole stockholder and director.