Filing Details
- Accession Number:
- 0000072333-14-000162
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-12-10 17:17:56
- Reporting Period:
- 2014-12-09
- Filing Date:
- 2014-12-10
- Accepted Time:
- 2014-12-10 17:17:56
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 72333 | Nordstrom Inc | JWN | Retail-Family Clothing Stores (5651) | 910515058 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1225037 | F Daniel Little | C/O Nordstrom, Inc. 1617 Sixth Avenue Seattle WA 98101 | Executive Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-12-09 | 2,375 | $26.01 | 44,780 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2014-12-09 | 3,500 | $40.27 | 48,280 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2014-12-09 | 5,500 | $13.47 | 53,780 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-12-09 | 11,375 | $74.00 | 42,405 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2014-12-09 | 2,375 | $0.00 | 2,375 | $26.01 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2014-12-09 | 3,500 | $0.00 | 3,500 | $40.27 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2014-12-09 | 5,500 | $0.00 | 5,500 | $13.47 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2015-02-23 | No | 4 | M | Direct | |
| 14,689 | 2016-02-23 | No | 4 | M | Direct | |
| 55,167 | 2019-02-27 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 4,935 | Indirect | By 401(k) Plan, per Plan statement dated 11/30/2014. |
Footnotes
- The option exercise and sales reported herein are pursuant to a 10b5-1 Trading Plan entered into on 11/25/2014.
- Includes 93 shares acquired on September 30, 2014 under the Employee Stock Purchase Plan.
- Exercisable in four equal annual installments commencing on 2/23/2006.
- Exercisable in four equal annual installments commencing on 2/22/2007.
- Exercisable in four equal annual installments commencing on 2/27/2010.
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