Filing Details
- Accession Number:
- 0001140361-14-044751
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-12-10 17:02:03
- Reporting Period:
- 2014-12-09
- Filing Date:
- 2014-12-10
- Accepted Time:
- 2014-12-10 17:02:03
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1042810 | Equity One Inc. | EQY | Real Estate Investment Trusts (6798) | 521794271 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1248360 | Thomas Caputo | 1600 Ne Miami Gardens Drive North Miami Beach FL 33179 | President | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock Par Value $0.01 | Acquisiton | 2014-12-09 | 64,637 | $18.88 | 66,628 | No | 4 | M | Direct | |
Common Stock Par Value $0.01 | Disposition | 2014-12-09 | 64,637 | $24.89 | 1,991 | No | 4 | S | Direct | |
Common Stock Par Value $0.01 | Acquisiton | 2014-12-10 | 35,363 | $18.88 | 37,354 | No | 4 | M | Direct | |
Common Stock Par Value $0.01 | Disposition | 2014-12-10 | 35,363 | $24.95 | 1,991 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Common Stock (Option to buy) | Disposition | 2014-12-09 | 64,637 | $0.00 | 100,000 | $18.88 |
Common Stock | Common Stock (option to buy) (Common Stock) | Disposition | 2014-12-10 | 35,363 | $0.00 | 35,363 | $18.88 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
35,363 | 2014-03-01 | 2020-02-29 | No | 4 | M | Direct |
0 | 2014-03-01 | 2020-02-29 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock Par Value $0.01 | 125,915 | Indirect | Indirect |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Common Stock (Option to buy) | $21.75 | 2012-03-14 | 2018-03-13 | 250,000 | 250,000 | Direct |
Common Stock | Common Stock (Option to buy) | $11.59 | 2013-02-23 | 2019-02-22 | 50,000 | 50,000 | Direct |
Common Stock | Common Stock (Option to buy) | $19.13 | 2013-03-17 | 2020-03-17 | 16,500 | 16,500 | Direct |
Common Stock | Common Stock (Option to buy) | $19.07 | 2021-02-20 | 100,000 | 100,000 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2018-03-13 | 250,000 | 250,000 | Direct |
2019-02-22 | 50,000 | 50,000 | Direct |
2020-03-17 | 16,500 | 16,500 | Direct |
2021-02-20 | 100,000 | 100,000 | Direct |
Footnotes
- Includes 1,990.574 shares acquired by the reporting person as of September 30, 2014 under the Issuer's Employee Stock Purchase Plan not previously reported.
- This transaction was executed in multiple trades ranging from $24.71 to $24.99; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request of the SEC staff, the issuer or a security holder of the issuer.
- This transaction was executed in multiple trades ranging from $24.82 to $25.00; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request of the SEC staff, the issuer or a security holder of the issuer.
- Held by the Thomas A.Caputo Family Trust II (the "Trust") for the benefit of the reporting person's family. The reporting person has investment control over the securities held by the Trust.
- Vests in equal installments on February 21, 2012, 2013, 2014 and 2015.