Filing Details

Accession Number:
0001140361-14-044739
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-12-10 16:56:26
Reporting Period:
2014-12-08
Filing Date:
2014-12-10
Accepted Time:
2014-12-10 16:56:26
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1523854 West End Indiana Bancshares Inc. WEIN.OB State Commercial Banks (6022) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1538800 D Shelley Miller 34 South 7Th Street
Richmond IN 47374
Evp, Cfo And Secretary No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2014-12-08 300 $19.77 8,504 No 4 S Indirect By 401(k)
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect By 401(k)
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 1,361 Indirect By IRA
Common Stock 4,581 Indirect By Spouse's IRA 1
Common Stock 5,100 Indirect By Spouse's IRA 2
Common Stock 670 Indirect By ESOP
Common Stock 6,821 Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock Options $18.75 2014-06-19 2023-06-19 15,500 15,500 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2023-06-19 15,500 15,500 Direct
Footnotes
  1. Reflects transactions not required to be reported pursuant to Section 16 of the Securities Exchange Act of 1934, as amended.
  2. Includes shares of restricted stock which vest at a rate of 20% per year commencing on June 19, 2014.
  3. Stock options vest at a rate of 20% per year commencing on June 19, 2014.
  4. Transaction occurred in connection with a loan from the reporting person's 401(k) account which resulted in the pro rata sale of securities and funds within that account.