Filing Details
- Accession Number:
- 0001140361-14-044739
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-12-10 16:56:26
- Reporting Period:
- 2014-12-08
- Filing Date:
- 2014-12-10
- Accepted Time:
- 2014-12-10 16:56:26
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1523854 | West End Indiana Bancshares Inc. | WEIN.OB | State Commercial Banks (6022) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1538800 | D Shelley Miller | 34 South 7Th Street Richmond IN 47374 | Evp, Cfo And Secretary | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2014-12-08 | 300 | $19.77 | 8,504 | No | 4 | S | Indirect | By 401(k) |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | By 401(k) |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 1,361 | Indirect | By IRA |
Common Stock | 4,581 | Indirect | By Spouse's IRA 1 |
Common Stock | 5,100 | Indirect | By Spouse's IRA 2 |
Common Stock | 670 | Indirect | By ESOP |
Common Stock | 6,821 | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Stock Options | $18.75 | 2014-06-19 | 2023-06-19 | 15,500 | 15,500 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2023-06-19 | 15,500 | 15,500 | Direct |
Footnotes
- Reflects transactions not required to be reported pursuant to Section 16 of the Securities Exchange Act of 1934, as amended.
- Includes shares of restricted stock which vest at a rate of 20% per year commencing on June 19, 2014.
- Stock options vest at a rate of 20% per year commencing on June 19, 2014.
- Transaction occurred in connection with a loan from the reporting person's 401(k) account which resulted in the pro rata sale of securities and funds within that account.