Filing Details

Accession Number:
0001181431-14-038516
Form Type:
4/A
Zero Holdings:
No
Publication Time:
2014-12-10 16:51:14
Reporting Period:
2014-04-22
Filing Date:
2014-12-10
Accepted Time:
2014-12-10 16:51:14
Original Submission Date:
2014-04-24
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1515069 Carroll Bancorp Inc. CROL State Commercial Banks (6022) 275463184
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1528250 J. Russell Grimes 1321 Liberty Road
Sykesville MD 21784
Chief Executive Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-04-22 500 $16.40 11,869 No 4 P Indirect IRA
Common Stock Acquisiton 2014-04-23 43 $16.30 11,912 No 4 P Indirect IRA
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect IRA
No 4 P Indirect IRA
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 1,396 Indirect By spouse
Common Stock 3,240 Direct
Common Stock 66 Indirect By children
Common Stock 3,999 Indirect As trustee
Common Stock 705 Indirect By ESOP
Footnotes
  1. Represents unallocated ESOP shares as a percentage of shares allocated to trustee.
  2. Shares of stock allocated by the ESOP