Filing Details
- Accession Number:
- 0001445866-14-001573
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-12-10 16:42:34
- Reporting Period:
- 2014-04-09
- Filing Date:
- 2014-12-10
- Accepted Time:
- 2014-12-10 16:42:34
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1396633 | Summer Energy Holdings Inc | SUME | Electric Services (4911) | 202722022 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1259658 | Davis Tom Oleary | 800 Bering Drive Ste 260 Houston TX 77057 | Yes | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-04-09 | 3,110 | $0.00 | 2,097,222 | No | 4 | J | Direct | |
Common Stock | Acquisiton | 2014-05-13 | 2,842 | $0.00 | 2,100,064 | No | 4 | J | Direct | |
Common Stock | Acquisiton | 2014-05-23 | 38,889 | $0.45 | 2,138,953 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2014-06-04 | 35,561 | $0.00 | 2,174,514 | No | 4 | J | Direct | |
Common Stock | Acquisiton | 2014-06-12 | 2,923 | $0.00 | 2,177,437 | No | 4 | J | Direct | |
Common Stock | Acquisiton | 2014-07-11 | 23,200 | $0.00 | 2,200,637 | No | 4 | J | Direct | |
Common Stock | Acquisiton | 2014-07-11 | 2,842 | $0.00 | 2,203,479 | No | 4 | J | Direct | |
Common Stock | Acquisiton | 2014-08-08 | 2,924 | $0.00 | 2,206,403 | No | 4 | J | Direct | |
Common Stock | Acquisiton | 2014-08-08 | 23,200 | $0.00 | 2,229,603 | No | 4 | J | Direct | |
Common Stock | Acquisiton | 2014-09-05 | 23,200 | $0.00 | 2,252,803 | No | 4 | J | Direct | |
Common Stock | Acquisiton | 2014-09-05 | 2,923 | $0.00 | 2,255,726 | No | 4 | J | Direct | |
Common Stock | Acquisiton | 2014-10-01 | 23,200 | $0.00 | 2,278,926 | No | 4 | J | Direct | |
Common Stock | Acquisiton | 2014-10-01 | 2,842 | $0.00 | 2,281,768 | No | 4 | J | Direct | |
Common Stock | Acquisiton | 2014-11-11 | 21,071 | $0.00 | 2,302,839 | No | 4 | J | Direct | |
Common Stock | Acquisiton | 2014-11-11 | 3,058 | $0.00 | 2,305,897 | No | 4 | J | Direct | |
Common Stock | Acquisiton | 2014-12-05 | 2,959 | $0.00 | 2,308,856 | No | 4 | J | Direct | |
Common Stock | Acquisiton | 2014-12-09 | 20,200 | $0.00 | 2,329,056 | No | 4 | J | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | J | Direct | |
No | 4 | J | Direct | |
No | 4 | P | Direct | |
No | 4 | J | Direct | |
No | 4 | J | Direct | |
No | 4 | J | Direct | |
No | 4 | J | Direct | |
No | 4 | J | Direct | |
No | 4 | J | Direct | |
No | 4 | J | Direct | |
No | 4 | J | Direct | |
No | 4 | J | Direct | |
No | 4 | J | Direct | |
No | 4 | J | Direct | |
No | 4 | J | Direct | |
No | 4 | J | Direct | |
No | 4 | J | Direct |
Footnotes
- The reporting person received these shares of common stock as a payment-in-kind dividend on 300,000 shares of Series B Preferred Stock owned by the reporting person on the dividend record date. The dividends are payable in cash or common stock and the reporting person elected to receive such dividends in the form of common stock.
- Includes 40,055 shares of common stock received by the reporting person as a dividend on Series A Preferred Stock previously held by the reporting person, which shares were not reported on Form 4 pursuant to an exemption provided in Rule 16a-9(a) of the Securities Exchange Act of 1934, as amended.
- The reporting person received these shares of common stock in connection with a personal guaranty given by the reporting person for the benefit of the Issuer in connection with an Advance-to-Loan Amount Note, whereby the Issuer borrowed funds from a lending institution. In consideration of such personal guaranty, the Issuer agreed to grant up to 30,000 shares of common stock per month, reduced accordingly as the principal amount of the Note is reduced.