Filing Details
- Accession Number:
- 0001209191-14-074194
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-12-10 16:37:47
- Reporting Period:
- 2014-12-08
- Filing Date:
- 2014-12-10
- Accepted Time:
- 2014-12-10 16:37:47
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
927003 | Advanced Energy Industries Inc | AEIS | Electronic Components, Nec (3679) | 840846841 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1173731 | H Grant Beard | 1625 Sharp Point Drive Fort Collins CO 80525 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-12-08 | 10,000 | $22.72 | 20,000 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Footnotes
- Purchase reported in this Form 4 were effective pursuant to a Rule 10b5-1 plan.
- The price reported in Column 4 is an average price. These shares were purchased in multiple transactions at prices ranging from $22.50 to $22.88, inclusive. The reporting person undertakes to provide to Advanced Energy, any security holder of Advanced Energy, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set for the in this footnote.
- Mr. Beard has been granted a total of 10,000 shares; the May 8, 2014 shares vest annually in in 4 equal installments on each anniversary of the grant date until fully vested. December 8, 2014 he purchased 10,000 shares as part of a 10b5-1 plan. As of the reporting date, the RSUs are unvested and he holds 10,000 shares in street name.