Filing Details
- Accession Number:
- 0001181431-11-004519
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2011-01-20 17:17:50
- Reporting Period:
- 2011-01-11
- Filing Date:
- 2011-01-20
- Accepted Time:
- 2011-01-20 17:17:50
- Original Submission Date:
- 2011-01-14
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1137887 | Nuveen Dividend Advantage Municipal Fund 3 | NZF | () | 364460811 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
831001 | Citigroup Inc | 399 Park Avenue New York NY 10043 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Auction Rate Preferred | Disposition | 2011-01-11 | 90 | $25,001.30 | 1,101 | No | 4 | S | Indirect | By Subsidiary |
Auction Rate Preferred | Disposition | 2011-01-12 | 106 | $25,001.25 | 995 | No | 4 | S | Indirect | By Subsidiary |
Auction Rate Preferred | Disposition | 2010-01-13 | 79 | $25,000.75 | 916 | No | 4 | S | Indirect | By Subsidiary |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | By Subsidiary |
No | 4 | S | Indirect | By Subsidiary |
No | 4 | S | Indirect | By Subsidiary |
Footnotes
- This transaction was omitted from the Reporting Person's Form 4 filed January 14, 2011 (the "Original Form 4").
- The Auction Preferred Shares ("Shares") reported in Table I represent Shares beneficially owned by Citigroup Global Markets Inc. ("CGMI"). Citigroup Financial Products Inc. ("CFP") is the sole stockholder of CGMI. Citigroup Global Markets Holdings Inc. ("CGMH") is the sole stockholder of CFP. Citigroup Inc. is the sole stockholder of CGMH.
- The aggregate number of Shares beneficially owned following the reported transaction was reported incorrectly in Box 5 of the Original Form 4 due to the omission noted in Footnote 1.