Filing Details
- Accession Number:
- 0001171843-14-005849
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-12-10 16:04:45
- Reporting Period:
- 2014-12-08
- Filing Date:
- 2014-12-10
- Accepted Time:
- 2014-12-10 16:04:45
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
3116 | Akorn Inc | AKRX | Pharmaceutical Preparations (2834) | 720717400 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1324254 | R John Sabat | 1925 West Field Court Suite 300 Lake Forest IL 60045 | Sr. V.p. National Accts Sales | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-12-08 | 25,000 | $1.46 | 65,256 | No | 4 | M | Direct | |
Common Stock | Disposition | 2014-12-08 | 25,000 | $40.04 | 40,256 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2014-12-09 | 18,173 | $2.61 | 58,429 | No | 4 | M | Direct | |
Common Stock | Disposition | 2014-12-09 | 18,173 | $41.21 | 40,256 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Options (Right to Buy) | Disposition | 2014-12-08 | 25,000 | $0.00 | 25,000 | $1.46 |
Common Stock | Stock Options (Right to Buy) | Disposition | 2014-12-09 | 18,173 | $0.00 | 18,173 | $2.61 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2020-02-22 | No | 4 | M | Direct | |
0 | 2015-05-21 | No | 4 | M | Direct |
Footnotes
- Reflects the weighted average sale price of the shares sold. The shares were sold in multiple trades at prices ranging from $40.00 to $40.15 per share. The reporting person will provide to the SEC staff, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares sold at separate prices within the foregoing range.
- Reflects the weighted average sale price of the shares sold. The shares were sold in multiple trades at prices ranging from $41.20 to $41.31 per share. The reporting person will provide to the SEC staff, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares sold at separate prices within the foregoing range.
- Amount of Shares Beneficially Owned Following Reported Transaction includes 2,882 unvested shares subject to restricted stock awards and 37,374 shares owned outright.
- The option vested in three annual installments with 25,000 options vesting on each of February 22, 2011, February 22, 2012, and February 22, 2013.
- There was no consideration given in exchange for the security.
- The option vested in three annual installments with 13,333 options vesting on each of May 21, 2011 and May 21, 2012, and 13,334 options vesting on May 21, 2013.